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Update on CP09/23: The assessment and redress of payment protection insurance complaints

Further update on Keydata Investment Services Limited

FSA fines former stockbroker £24,000 for market abuse

Latest Publications

Letter to ABI re Lloyds Banking Group capital [PDF]

Speech: Keynote address to the European Mortgage Federation's annual conference

Final notice: Rashid Farid [PDF]

CP09/28: Listing Regime review Consultation on changes to the listing categories consequent to CP09/24

Speech: The FSA’s agenda for fighting financial crime

Speech: Conducting Business with Consumers – Delivering the best outcomes

Speech: How the regulator views the mortgage market

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In focus 20 November

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Compliance Seminars: RDR, What does a good firm look like? September 2009 to March 2010

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Liquidity SYSC (Senior Management Arrangements, Systems and Controls) Briefings: November 2009.

 

 

 

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